Clear internal rules and guidelines ensure successful customer relations and help to avoid tensions
The confidence customers place in this company, its employees and services is crucial to the business success of FORSA Geld- und Kapitalmarkt GmbH.
To guarantee this, it is absolutely necessary for every employee to abide by the law when conducting business. Clear rules, regulations and internal guidelines oblige every employee to observe a proper conduct in line with regulatory requirements.
Avoiding conflicting interests
In-house compliance guidelines have been established to prevent any conflict of interests or illegal act. In addition, regular training on this subject is provided to the employees
Markets in Financial Instruments Directive (MiFID)
Preventing money laundering
Precautions have been implemented in this company in order to prevent money laundering. In addition, the employees working with FORSA Geld- und Kapitalmarkt GmbH receive regular instructions on the current regulations applicable to the prevention of money laundering.